Red Spruce Capital, LLC (“Red Spruce”) is a Registered Investment Advisor ("RIA") registered with the U.S. Securities and Exchange Commission ("SEC"). Red Spruce provides asset management and related services for clients nationally, subject to registration requirements. Red Spruce will file and maintain all applicable licenses as required by the state securities boards and/or the Securities and Exchange Commission ("SEC"), as applicable. Red Spruce renders individualized responses to persons in a particular state only after complying with the state's regulatory requirements, or pursuant to an applicable state exemption or exclusion.
This web site is intended to provide general information about Red Spruce. It is not intended to offer investment advice. Investment advice will only be given after a client engages our services by executing the appropriate investment services agreement, and shall be subject to the terms and conditions therein. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information. You should not rely on any information provided on our web site in making investment decisions.
Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. Red Spruce does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice and relied upon in making investment decisions.
Red Spruce will provide all prospective clients with a copy of our current Form ADV, Part 2 ("Brochure") and our current Form ADV, Part 3 prior to commencing an Advisory relationship. Existing clients will receive copies on an annual basis. However, at any time, you can view our current Form ADV, Part 2 and our current Form ADV, Part 3 on our website. In addition, you can contact us to request a hardcopy.
If you have any questions regarding Compliance and Regulatory information, please contact us.
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